Securities Industry and Financial Markets Association

Results: 602



#Item
161Systemic risk / Bonds / Securities / Securities Industry and Financial Markets Association / Dodd–Frank Wall Street Reform and Consumer Protection Act / Regulatory compliance / Financial Industry Regulatory Authority / Volcker Rule / Financial economics / Finance / Investment

How does Material Culture Extend the Mind? Highly-Leveraged Transaction (HLT) ▶ Entrepreneurship and Financial Markets Homophily

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Source URL: users.ox.ac.uk

Language: English - Date: 2013-10-08 12:52:38
162Systemic risk / Bonds / Securities / Securities Industry and Financial Markets Association / Dodd–Frank Wall Street Reform and Consumer Protection Act / Regulatory compliance / Financial Industry Regulatory Authority / Volcker Rule / Financial economics / Finance / Investment

SIFMA President and CEO Kenneth E. Bentsen, Jr Remarks as Prepared for the SIFMA C&L Society Annual Seminar

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Source URL: www.sifma.org

Language: English - Date: 2014-04-01 08:50:01
163Financial markets / Systemic risk / Bonds / Securities / Securities Industry and Financial Markets Association / Dodd–Frank Wall Street Reform and Consumer Protection Act / Volcker Rule / Troubled Asset Relief Program / Financial economics / Finance / Economics

SIFMA Executive Vice President Randy Snook Remarks as Prepared for SIFMA 2012 Operations and Conference Exhibit

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Source URL: www.sifma.org

Language: English - Date: 2012-05-02 10:35:31
164Stock market / Financial markets / Securities / Stock exchange / Mutual fund / Securities Industry and Financial Markets Association / Short / Financial economics / Investment / Finance

School District and All Schools Make AYP

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Source URL: bcss-ga.schoolloop.com

Language: English
165Primary dealers / Financial markets / SEC Rule 10b5-1 / Stock market / House of Morgan / Securities / Citigroup / Morgan Stanley / Securities Industry and Financial Markets Association / Investment / Financial economics / Finance

DOC Document

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Source URL: www.naspp.com

Language: English - Date: 2010-01-18 15:18:59
166Finance / Bonds / Securities / Securities Industry and Financial Markets Association / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial Industry Regulatory Authority / Market data / Canadian securities regulation / Center for Audit Quality / Financial economics / Financial markets / Investment

SIFMA Private Client Conference Grand Hyatt, New York, NY April 10, 2014 Luncheon Remarks As prepared for delivery Kenneth E. Bentsen, Jr.

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Source URL: www.sifma.org

Language: English - Date: 2014-04-10 11:57:55
167Financial markets / Commodities market / United States securities law / Commodity Futures Trading Commission / Securities Industry and Financial Markets Association / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Securities Exchange Act / Derivative / Financial economics / Financial system / Finance

U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC[removed]Telephone: ([removed]Division of Swap Dealer and

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Source URL: www.cftc.gov

Language: English
168Finance / Financial markets / United States securities law / Commodities market / Futures contract / Financial Industry Regulatory Authority / National Futures Association / Goldman Sachs / Commodity Exchange Act / Financial economics / Investment / Self-regulatory organizations

Panelist for Public Roundtable to Discuss Proposed Rulemaking Enhancing Protections Afforded Customers and Funds Deposited by Customers

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Source URL: www.cftc.gov

Language: English
169Economic bubbles / Late-2000s financial crisis / Financial markets / Stock market / Financial services / Securities Industry and Financial Markets Association / Financial crisis / Risk / Investment management / Financial economics / Economics / Finance

Restoring Trust in the New Normal

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Source URL: www.sifma.org

Language: English - Date: 2012-10-23 15:30:07
170Primary dealers / Late-2000s financial crisis / United States federal banking legislation / Investment banking / Citigroup / Securities Industry and Financial Markets Association / Merrill Lynch / Dodd–Frank Wall Street Reform and Consumer Protection Act / Bear Stearns / Financial economics / Investment / Finance

The Securities Industry in New York City Thomas P. DiNapoli Kenneth B. Bleiwas

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Source URL: www.osc.state.ny.us

Language: English - Date: 2014-09-24 15:10:27
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